A Portrait of the Artist as a Young Man as a Bildungsroman
The Bildungsroman (the novel of personal
development or of education) originated in Germany in the latter half of the 18th century and has since become
one of the major narrative genres in European and Anglo-American literature.
German in origin, "bildungs"
means formation, and "roman"
means novel. It charts the protagonist’s actual or metaphorical journey from
youth to maturity. Used generally, it encompasses a few similar genres: the Entwicklungsroman, a story of general growth
rather than self-culture; the Erziehungsroman, which focuses on training and
formal education; and the Kunstlerroman, about the development of an artist. The Bildungsroman is a novel
of formation or development. These terms imply that the Bildungsroman is also a
novel about education, yet not necessarily in the narrow sense of the Erziehungsroman (novel
of educational development). The notion of the Bildungsroman is that of a simple one:
the author treats the life of a young man through the important years of his
spiritual development, usually from boyhood through adolescence. He is shown as
being formed and changed by interaction with his milieu, and with the world.
Experience as opposed to formal education, is considered central to the
development. The young man must encounter life, and be formed in that
encounter. The Bildungsroman is
inevitably open–ended: it prepares the hero for maturity and life but does not
go on to depict that life; in place of experiencing his destiny the hero is
made to ready to confront it. There is no guarantee of his success, but there
is usually good reason to hope for it. The hero of the Bildungsroman also has his characteristic traits. He is normally
good-hearted, naïve, and innocent. Often he is completely separated from
society by birth or fortune, and the story of his development is the story of
his preparation to enter into the society. The Bildungsroman thus has as an important concomitant interest the
relationship of the individual to the society, the values and norms of that
society, and the ease or difficulty with which a good man can enter into it.
The
basic concerns of the Bildungsroman
have their effect on the structure and style of the novel as well. The novel is
held together as a work of art not by the story (as in a conventional novel)
but by our interest in the development of the main character. The action tends
to be episodic rather than arranged into a tightly woven plot. The form of the
novel is itself “open” rather than, for example, “closed” circular structure of
Finnegans Wake (James Joyce). Since
it is closely concerned with internal development, the Bildungsroman also shows a typical mixture of narrative techniques
suited to such an interest, including interior monologue, quoted thought,
internal analysis, and use of the first person.
The
Bildungsroman first appeared in
eighteenth-century Germany and has continued to reappear in almost every
national literature of the western world. Goethe’s Wilhelm Meister (1795-96) established a model for this new form of
the novel and encouraged others to try their hand on it. The influence of Wilhelm Meister has been both profound
and pervasive. It is safe to say that no major German novel about a young man’s
development has been written without a backyard glance towards Goethe. And to
an important degree his influence may be felt in the major novels of
development in France, England and America as well. Other examples of Bildungsroman are Emma by Jane Austen, Martin Chuzzlewit
and David Copperfield by Charles
Dickens, If Human Bridge by William
S. Maugham. If we look for look for Goethe’s influence on Bengali literature,
we may mention Bibhutibhusan Bandyopadhyay’s Pather Panchali that depicts the story of the development of the
young protagonist, Apu.
When
Joyce first began work on A Portrait of
the Artist as a Young Man Bildungsroman
already had a long established tradition.
In light of even this brief description of the traditional Bildungsroman, it is obvious that
Joyce’s A Portrait of the Artist as a
Young Man is in many ways almost surprisingly conventional, in the literal
sense of the term. This is in itself worth pointing out, for Joyce is an author
of such inventiveness and originality that points of contact with traditional
literary forms are worth holding on to. Joyce seems to conform to the basic
patterns of the Bildungsroman.
The
basic difference between Joyce’s A
Portrait and other Bildungsroman is
that the protagonist of the novel does not seek integration with his society-
it prepares a way for Gunter Grass’s Tindrum
where the protagonist deliberately refuses to grow.
Like
the typical Bildungsroman hero,
Stephen begins as a good-hearted and naïve little boy, unable to understand why
his older classmates laugh when he says he kisses his mother good night. The
correct answer to their questions is beyond him, for he has yet to learn that
there is no answer. Later, at Belvedere, the sin of sacrilege and the
mysterious sexual offenses hinted at by his schoolmates stand for yet another
realm of life beyond his grasp. He feels set apart from the others and dimly
perceives that he differs from them in important ways. In this later respect
Stephen resembles the typical Bildungsroman
hero as well. Traditionally the hero is cut off from society by birth or
fortune, and Stephen is certainly dogged throughout the novel by his
humiliating sense of grinding poverty and squalor: “The life of his body, illclad, illfed, louseeaten, made him close his
eye- lids in a sudden spasm of despair.” But the feeling of otherness that
possesses him goes far beyond economic conditions: “Stephen watched the three glasses being raised from the counter as his
father and his two cronies drank to the memory of their past. An abyss of
fortune or of temperament sundered him from them. His mind seemed older than
theirs: it shone coldly on their strifes and happiness and regrets like a moon
upon a younger earth.” It is this same sense of spiritual isolation which
has left him a spectator since early childhood. The gap that separates him from
others cannot be closed by wealth, as he soon learns when his prize money has
been quickly spent: “How foolish his aim
had been! He had tried to build a breakwater of order and elegance against the
sordid tide of life… Useless”. It is this unbridgeable spiritual distance
which, in the 20th century Bildungsroman,
replaces the more literal exclusion of the hero from society in earlier
examples.
The
changes that Stephen undergoes in the course of the novel, and the choices he
is forced to make, arise out of the texture of his everyday life. In the very
first chapter he already knows that the tears in his father’s eyes must somehow
be weighed against Dante’s fervent cry “God
and religion before everything! God and religion before the world!” ultimately,
he will seek to escape both politics and religion, but for the moment he is a
lost and deeply puzzled little boy:” Who
was right then?” as he grows older it is the interaction with the world
around him which contributes to the formation of his character. His fall into a
life of youthful degeneration seems temporarily redeemed by his moral decision
to repent and confess. But this too is simply a stage in his spiritual growth,
and his rejection of the religious life carries with it a clear commitment to a
wider realm of experience: “He would
never swing the thurible before the
tabernacle as priest. His destiny was to be elusive of social or religious
orders”. For the moment it seems to Stephen as if life, in all its
untidiness, has triumphed. But the final choice of a new and higher ordering of
life has yet to be made. His final decision to reject the life of the church is
marked by a passage which might almost serve as an epigraph for the traditional
Bildungsroman: “he was destined to learn his own wisdom apart from others or to learn
the wisdom of others himself wandering among the snares of the world.”
When
Stephen at last recognizes the true shape of his destiny, he feels that his
soul has “arisen from the grave of boyhood, spurning her grave clothes.” This was the call of life to his soul not the
dull gross voice of the world of duties and despair, not the inhuman voice that
had called him to the pale service of the altar. “He would create proudly out of the freedom and power of his soul, as
the great artificer whose name he bore, a living thing, new and soaring and
beautiful, impalpable, imperishable.” The final chapter of “A Portrait” provides the necessary
counterweight to these flights of rapture. Poverty and disorder of life have
not miraculously vanished. At the university Stephen must struggle with one
last decision to escape the world he knows, completely.
Not
only the content, but also the structure of A
Portrait are in part determined the particular demands of the Bildungsroman. Since interest is focused
on Stephen’s spiritual progression, the novel tends to be episodic. It is clear
that the basic division of the work into five chapters reflects this
progression and that each chapter presents us with a distinct stage in
Stephen’s development. Because that development is far from the smooth path of
maturity, it should not surprise us that the narrative line of A Portrait has its ups and downs as
well. The upbeats come at the end of each of five sections. Nevertheless, the
upswing of emotion and release which occurs in the final pages of each chapter
is always balanced by the corresponding deflation of the initial pages of the
next. Thus Stephen’s triumph at Clongowes in the first section is followed in
the second by his move to Belvedere and his discovery of the true face of the
encounter through his father’s conversation with the rector. The tears of joy
and sexual relief with which the second chapter is closed are transformed in to
bitter remorse in the third. The power of confession and communion that makes
life so beautiful and peaceful at the end of the third section soon evaporates
in the fourth, leaving only a sensation of spiritual dryness.
The
profane joy and rapture Stephen experiences on the beach at the close of the
fourth section is given its inverse mirror image at the beginning of the fifth
chapter in the dark pool of the jar and the squalid life which still surrounds
him. Thus the progression of each chapter contributes in the development of
Stephen’s character. In the fifth chapter Stephen rejects his home, country and
religion. As Joyce deliberately left its conclusion vague by making it an
open-ended novel the fifth chapter would point toward yet another spiritual
deflation following his departure from Ireland. And indeed many readers feel a
fall is in the offing.
In
this context Joyce’s narrative technique of this novel also needs a mention.
Joyce largely employs the technique of narrated monologue; but at the same time
he utilizes symbolism in order to deepen the significance of Stephen’s
different experience of life. Joyce also has introduced a handful number of
epiphanies in the novel. There are as many as forty epiphanies in A Portrait. These epiphanies contribute
to a great deal in giving the novel the form and action needed for a Bildungsroman. Major epiphanies,
occurring at the end of each chapter, mark the chief revelations of the nature
of Stephen’s environment and of his destiny in it. Perhaps the most important
of all these is the one that occurs when Stephen encounters with a wading girl.
The image of the wading girl instead of causing any erotic sensation in
Stephen, results in an aesthetic inspiration. It is this image that gives
Stephen to write his first poem, which is surely a major juncture of the
development of his career of art. In this context it should be mentioned that
Stephen’s theory of art is actually an adaptation from Aristotle and Aquinas.
Therefore,
there is a progression toward maturity and self-knowledge, toward the
acceptance of both life and error. If we are not convinced that Stephen has, by
the end of the novel, achieved a full measure of wisdom, we must at least admit
that the path he has traced is close enough to that of the invisible author
hovering behind the work to admit the possibility of his ultimate success.
Stephen’s Wanderjahre (travels) still
lie before him, but the basic choices have been made, and the elements of his Bildung are all in place. On the
surface, A Portrait of the Artist as a
Young Man seems to be a typical example of the Bildungsroman; but within the tradition Joyce works out his own
innovation.